Director - FID Compliance Coverage - Morgan Stanley - Tokyo

Job description

Responsibilities include:

- Provide Compliance support for fixed income sales and trading desks, as well as support functions: IT, Risk, Operations, controllers, finance
- Provide advisory support to traders, sales traders, supervisors, Risk and IT on regulatory rules
- Communicate with traders and supervisors to assess risk and remediate issues
- Assist in the design and maintenance of written supervisory procedures
- Assist in regulatory reviews, including inquiries, audits and exams
- Design and deliver applicable training for business unit personnel
- Actively monitor regulatory developments and trends, and take appropriate action to ensure the business unit complies with new or amended regulations
- Interact with technology support and risk management to ensure trading technology and trading practices remain compliant with Firm policies and industry regulation


Qualifications

- Minimum of three years of related experience
- Candidate must demonstrate ability to effectively review and analyze data/situations and apply judgment to resolve issues in a timely manner
- Candidate should be proficient in time management and able to initiate and manage projects.
- Bachelor's degree required

- Candidate must be fluent in Japanese and English

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